Self-regulatory organization

Results: 1339



#Item
51Finance / Securities / Financial Industry Regulatory Authority / Stock market / Registered Investment Advisor / Securities regulation in the United States / Self-regulatory organization / Securities research / Registered representative / United States securities law / Financial economics / Business

Regulatory Notice 12-29 Communications With the Public

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Source URL: www.finra.org

Language: English - Date: 2015-01-07 09:38:16
52Internet marketing / Communication design / Graphic design / Interactive Advertising Bureau / Affiliate marketing / Online advertising / Self-regulatory organization / Business / Marketing / Advertising

in partnership with EASA Best Practice Recommendation on Online Behavioural Advertising

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Source URL: www.egta.com

Language: English - Date: 2011-04-18 08:22:00
53Investment / Financial economics / Self-regulatory organizations / American Stock Exchange / Euronext / Spreadsheet / New York Stock Exchange / Stock exchange / Insider trading / NYSE Euronext / Stock market / New York City

Exsys Case Study Detecting Insider Trading NYSE Euronext (American Stock Exchange) The American Stock Exchange is a self-regulating organization responsible for monitoring market activity in a

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Source URL: www.exsys.com

Language: English - Date: 2013-10-15 23:19:18
54Business / Financial economics / U.S. Securities and Exchange Commission / Registered representative / Securities Exchange Act / Self-regulatory organization / Security / Selling away / United States securities law / Financial Industry Regulatory Authority / Financial regulation

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoMay 8, 2015 Admin. Proc. File No

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Source URL: www.sec.gov

Language: English - Date: 2015-05-08 17:28:16
55Finance / United States Securities and Exchange Commission / United States securities law / Financial regulation / Stock market / Securities Exchange Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / Self-regulatory organization / Financial economics / Financial markets / Financial system

Proposed Rule: Exemption for Certain Exchange Members

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Source URL: www.sec.gov

Language: English - Date: 2015-03-31 08:42:36
56Critical phenomena / Self-organization / Physics / Boolean network / Logic / Gene regulatory network / Attractor / Evolving networks / Connectivity / Networks / Science / Network theory

VOLUME 84, NUMBER 26 PHYSICAL REVIEW LETTERS 26 JUNE 2000

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Source URL: www.itp.uni-bremen.de

Language: English - Date: 2011-08-10 05:51:03
57Self-regulatory organizations / International Organization of Securities Commissions / Finance / Financial economics / Demutualization / ICMA / Investment Industry Regulatory Organization of Canada / Securities and Exchange Board of India Act / Financial regulation / Securities / Financial system

PDF Document

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Source URL: www.icsa.bz

Language: English - Date: 2012-10-22 07:52:09
58Financial system / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Registered representative / H.D. Vest / Broker-dealer / Securities Exchange Act / Financial adviser / Self-regulatory organization / United States securities law / Financial economics / Finance

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 17, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-17 11:14:33
59Financial system / Financial Industry Regulatory Authority / Securities Exchange Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / Registered representative / Self-regulatory organization / Selling away / Registered Investment Advisor / United States securities law / Business / Financial regulation

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BATSApril 16, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang

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Source URL: www.sec.gov

Language: English - Date: 2015-04-16 15:37:27
60Finance / United States Securities and Exchange Commission / United States securities law / Financial regulation / Stock market / Securities Exchange Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / Self-regulatory organization / Financial economics / Financial markets / Financial system

Proposed Rule: Exemption for Certain Exchange Members

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Source URL: edgar.sec.gov

Language: English - Date: 2015-03-31 08:42:36
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